3rd November 2021

Compliance Analyst - £55,000 - 12-month FTC Investment Manager

London UK

A well-known Investment Manager are looking for a Compliance Analyst to join them and support their Front Office as soon as possible on a 12-month Fixed-Term Contract.

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Hiring Consultant

Bradley Handelaar

Senior Associate, Danos Consulting +44 (0) 207 010 1154 bhandelaar@danosconsulting.com View Profile

Responsibilities

  • Timely identification, investigation and communication of investment guidelines related issues.
  • Investment guideline monitoring of Charles River pre, post and batch trade alerts and warnings.
  • Research breaches to determine whether they are passive or active and consequently advise on associated actions.
  • Clear communication with relevant stakeholders on breach related matters.
  • Ability to interpret investment guidelines within fund documentation (operational, client specific, regulatory).
  • Support the Head of EMEA Guideline Compliance with the preparation of business and committee reporting.

Requirements

  • The IMC or IAQ qualification is desirable.
  • Charles River or equivalent (e.g., Aladdin, Bloomberg AIM, thinkFolio) experience is a requirement.
  • Suitable experience in pre/post trade investment guideline monitoring is a requirement.
  • Ideally experience across a range of product and instrument types including UCITS.

 

Please contact Bradley Handelaar at Danos Consulting if you are keen to learn more about the role.

For all enquiries please email

info@danosconsulting.com

Compliance Analyst - £55,000 - 12-month FTC Investment Manager