17th September 2021

Compliance Assurance Analyst - £60,000 - 12 Months Fixed-Term Contract Investment Management

London UK

A well-known Investment Manager are looking for a Compliance Assurance Analyst to join them on a 12-month fixed-term contract as soon as possible. This is a fantastic opportunity to work with a reputable firm that may be able to offer a longer-term option.

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Hiring Consultant

Bradley Handelaar

Senior Associate, Danos Consulting +44 (0) 207 010 1154 bhandelaar@danosconsulting.com View Profile

Responsibilities

  • Undertake risk-based compliance assurance reviews of regulated activities efficiently.
  • Complete compliance assurance reviews and tasks to completion, in accordance with the Group’s Global Compliance Assurance Framework.
  • Promote awareness across the firm of high standards of regulatory risk management.
  • Draft reports from assurance reviews, including detailed findings and remedial actions in a timely manner.
  • Keep management informed and the Compliance Assurance Plan updated with progress.
  • Periodically review and update compliance risk assessments, which form the basis of the compliance assurance programme.
  • Liaise with colleagues in Compliance, Risk, Legal and Internal Audit regarding assurance plans, reviews, findings, themes, and controls issues.
  • Ensure that well-organised files are maintained of review work undertaken to evidence completion of assurance plan and findings.

Requirements

  • Compliance Assurance experience including undertaking thematic reviews and monitoring for complex organisations
  • Experience Financial services
  • Proficient in Excel, PowerPoint, Word, Outlook

Please contact Bradley Handelaar at Danos Consulting for more details.

For all enquiries please email

info@danosconsulting.com

Compliance Assurance Analyst - £60,000 - 12 Months Fixed-Term Contract Investment Management