18th October 2021

Compliance Monitoring / Generalist - £70,000 + benefits Asset Management

London - Hybrid Working UK

Our Asset Management client is looking for a skilled compliance professional with central compliance / guideline monitoring experience within an asset management setting. This is an excellent hybrid work opportunity balancing working from home and London office working.

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Hiring Consultant

Katherine Lord

Partner, Head of Danos Consulting +44 (0) 207 010 1153 klord@danosconsulting.com View Profile

Responsibilities

  • Investment Guidelines monitoring.
  • Assist the Head of Compliance to meet FCA and SEC regulatory compliance requirements including AIFMD obligations and adhere to all other applicable overseas regulatory requirements.
  • AML/Financial Crime duties.
  • Develop and maintain Origin’s Compliance Manual.
  • PA Dealing.
  • Financial promotions.
  • Ad hoc regulatory change project work.

Requirements

  • A minimum of 5 years central compliance/ guideline monitoring experience within an asset management setting
  • Hybrid working
  • Immediately available

 

Please contact Katherine Lord to discuss further.

For all enquiries please email

info@danosconsulting.com

Compliance Monitoring / Generalist - £70,000 + benefits Asset Management