3rd October 2022

Conduct Risk SME Consultant - £600 per day 6 Month Contract

London

Working for a growing insurance brokerage client in the city, this firm has a flexible, hybrid working model and is a supportive but dynamic firm to work for. They are working on building out their regulatory team in line with FCA requirements.

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Hiring Consultant

Bradley Handelaar

Associate Director, Head of Interim Compliance +44 (0) 20 7010 1154 bhandelaar@danosconsulting.com View profile

Responsibilities

Conduct Risk Framework Management

 

  • Exercise day to day oversight over the firms Conduct Risk Framework
  • Deliver quarterly report Conduct Group

Conduct Risk Annual Review

 

  • Perform annual review of Product Risk Assessment Matrix
  • Perform annual class of business conduct risk assessment process in liaison with underwriting teams

Fair Value Reviews

 

  • Assist in developing approach to meeting the FCA’s Fair Value requirements/ reviews and implementing this across the syndicate for in-scope business

Consumer Duty

 

  • Perform preparatory work for the implementation of the FCA Consumer Duty

Lloyd’s Reporting

 

  • Complete and submit the Eligible Complainant Questionnaires in line with Lloyd’s deadlines
  • Complete the LIC PIR submissions in line with Lloyd’s deadlines

 

 

Requirements

  • A minimum of 10 years conduct risk SME knowledge.
  • Previous Lloyds/Insurance market experience from a regulatory perspective.
  • Strong stakeholder management skills.
  • Ability to start a contract in the next 4 weeks.

Please contact Bradley Handelaar at Danos Consulting if you are keen to learn more about the role.

For all enquiries please email

info@danosconsulting.com

Conduct Risk SME Consultant - £600 per day 6 Month Contract