5th April 2022

Regulatory Development Manager - £85,000 Annual 3 - 6 Month Contract

London Regulatory Compliance

Our client, a leading investment platform, is looking for a regulatory compliance development manager with experience in accounting to initially join their London team on a 3 - 6 month contract. This is an exciting opportunity to join a leading investment platform in a varied and fast-paced role. To identify, analyse, communicate and track to completion of regulatory developments from UK and European bodies that impact on the platform regulatory permissions and its platform offerings.

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Hiring Consultant

Lascelles Reid-Barlow

Researcher +44 (0) 20 7610 6442 lreid@thedanosgroup.com View Profile

Responsibilities

Reporting to the MLRO, you will:

 

  • Identifying and communicating regulatory developments that impact the business or its platform offerings.
  • Maintain regulatory developments tracker to provide an audit trail.
  • Creating/amending Compliance policies and procedures and inputting to the Compliance Manual as required to ensure continued compliance with regulatory requirements and communicating those changes to the business.
  • Ensuring a complete suite of MI is available to enable a risk-based business decision to be made.

Requirements

  • Significant previous experience in a senior regulatory development role, ideally within a platform environment.
  • Good understanding of on-shore European legislation, particularly MiFID II, and awareness of relevant future developments.
  • Good working knowledge of Pension products and Individual Savings Accounts.
  • Experience of both front and back-office investment operations functions potentially through 2LOD role.

 

Please contact Lascelles Reid-Barlow at lreid@thedanosgroup.com for further information.

For all enquiries please email

info@danosconsulting.com

Regulatory Development Manager - £85,000 Annual 3 - 6 Month Contract