11th October 2021

Senior Central Compliance SME – Interim - £500 - £600 per day PAYE Asset Management

Leeds (but remote working) UK

Working for a growing Pension Pool, our Asset Management client is looking for a Central Compliance SME to work on an hybrid basis. Previous Bloomberg AIM experience is essential.

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Hiring Consultant

Katherine Lord

Partner, Head of Danos Consulting +44 (0) 207 010 1153 klord@danosconsulting.com View Profile

Responsibilities

Central Compliance within a Fund Management firm including:

 

  • PA Dealing
  • Financial promotions
  • Gifts and Entertainment
  • Takeover Panel reporting
  • Monitoring Prospectuses rule breaches
  • Telephone monitoring
  • Complaints
  • Share disclosures
  • Takeover panel disclosures
  • Breach monitoring
  • Bloomberg AIM monitoring

Requirements

  • A minimum of 5 years central compliance experience within an asset management setting
  • Hybrid working although most of the work is remote
  • Immediately available

 

Please contact Katherine Lord to discuss further.

For all enquiries please email

info@danosconsulting.com

Senior Central Compliance SME – Interim - £500 - £600 per day PAYE Asset Management