25th April 2022

Surveillance SME - £80,000 – 100,000 Interim Role - 12 Month Contract

London

Our client, a leading global Investment Bank, is looking for a Trade Surveillance professional for an initial period of 12 months with the view to extend.

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Hiring Consultant

Lascelles Reid-Barlow

Researcher +44 (0) 20 7610 6442 lreid@thedanosgroup.com View Profile

Responsibilities

You will be responsible for Compliance Surveillance Monitoring across multiple products including FX, Credit and Derivatives. This role will allow you will gain invaluable high-level responsibility and experience in an expanding and fast-moving team.

 

  • Act as a Subject Matter and Technical Expert in the performance of trade surveillance monitoring across a range of products including FX, Derivatives and Equites.
  • Carry out surveillance and monitoring work identifying and escalating financial crime, market abuse or manipulation breaches by clients or staff.
  • Perform deep dive transactional reviews and be able to identify potential market abuse, insider trading and market conduct breaches.
  • Work closely with and supporting senior management in the identification and mitigation of key risks.
  • Suggest and collaborate with senior management on new processes for identifying and monitoring Compliance and Conduct Risk.

Requirements

  • 4 years + experience in compliance surveillance.
  • Experience in compliance surveillance within an investment bank.
  • Sound knowledge of Credit, Equities and Derivative products.
  • Good knowledge of regulations including MAR, MiFID II, Volker and Dodd Frank and FCA handbook.

 

Please contact Lascelles Reid-Barlow if you are keen to learn more about the role.

For all enquiries please email

info@danosconsulting.com

Surveillance SME - £80,000 – 100,000 Interim Role - 12 Month Contract