EMEA – Compliance
Colin Harrison has joined Interactive Brokers as Chief Compliance Officer UK.
Es Nelson-Jones has joined NatWest Markets as Head of Compliance, Conduct & Financial Crime.
Sarah Bennett-Nash has joined Standard Chartered Bank as M.D, Head of Compliance Europe.
Robin Oliver has joined Daiwa Capital Markets as Managing Director, Head of Compliance.
Barry Wainwright has joined Panmure Gordon as Head of Compliance.
Alexander Culley has joined INTL FCStone as Chief Compliance Officer EMEA & Asia.
Spencer Prinn has joined Pantheon Ventures as Head of Compliance (EMEA).
Dominic Hirons has joined Citi as Head of Compliance (EMEA).
EMEA – Risk
Keith Garbutt joined HSBC from Credit Suisse as Head of Independent Model Review (Q4, 2018).
Dmitrij Senko has been appointed as the new CRO at Eurex Clearing, moving from his current role as Head of Risk Analytics and Model Validation (2019).
Grégoire Debray joined Morgan Stanley as Managing Director, Head of Risk Analytics EMEA . Joining from JP Morgan (Q4, 2018).
EMEA – Legal In-House
Nigel Reglar has left Barclays. The MD latterly responsible for Barclays’ Global Markets Legal business stepped away after 14 years with the bank.
Allen & Overy’s Michael Castle has joined Deloitte Legal to establish the legal division of the Big 4 firm.
Richard Punt has left A&O Peerpoint as CEO and is rumoured to be joining a new law business.
Martin Sandler has joined EY Law from PWC Legal to develop a regulatory practice for the Big 4 firm.
Pamela Grover-Mitchell has joined MGA aggregator, Advent Solutions Management as General Counsel.
Michelle Huang joins Goldman Sachs as an ED in OTC Derivatives Legal from Credit Suisse.
Roya Abrams has joined Barclays Bank as Legal Counsel. She joins from M&G Investments.
Anna Marx has joined M&G Investments as Head of Product & Distribution Legal from Allianz Global Investors.
Emily Phipson has been promoted from Senior Legal Counsel to Head of Legal for Funded Products, Financial Markets.
James Cousins is now General Counsel at Coremont LLP from Brevan Howard as Senior Legal Counsel.
EMEA – Legal Private Practice
Bird & Bird’s Head of UK tax Mathew Oliver has joined Osborne Clarke’s London office.
Morgan Lewis’ City transactional finance head Thomas O’Connor has joined Akin Gump’s financial restructuring and global debt team in London.
DLA Piper has won back Greenberg Traurig tax partner Clive Jones reuniting him with his former colleagues.
Ropes has announced that litigator Rosemarie Paul is joining its City practice after six and a half years at Akin Gump.
White & Case has hired Weil Gotshal & Manges’ London Head of Banking, Mark Donald.
Clifford Chance infrastructure M&A star Amy Mahon is joining Simpson Thacher & Bartlett’s City office.
Rod Francis has left Citi where he was Regional Head of Financial Crime and has joined FTI Consulting to head up their new regional Financial Crime Practice.
Gretchen Goodall is relocating to Hong Kong within Citi to take on the APAC head of Financial Crime Position, she was previously Global KYC Head for Corporate & Investment Banking.
Connie Hui has joined EFG, she was previously an MD within UBS’ Compliance and Operational Risk Control department.
Darrin Chan has joined Deutsche bank as Regional Head of Equities Compliance, he was previously with BNP Paribas.
Aveline San is leaving UBS where she was APAC Head of Compliance & Operational Risk Control.
Kristine Howse joined MUFG as MD, Regional Head of Financial Crime, she was previously with Citi in Hong Kong and Australia.
Joshua Pieterse has joined UBS as Regional Head of Compliance & Operational Risk Control for their Asset Management business.
Fadi Amro has joined Morgan Stanley as Regional Head of FICC Compliance, he was previously with HSBC.
Joseph Wong has joined CICC as Hong Kong Head of Compliance, previously he was with BNP Paribas.
Hidde Bart de Vries joined BNP Paribas as North Asia Head of FICC Compliance from ANZ.
Shulin Tay has left Deutsche Bank to join Mastercard as Director of Legal & Compliance.
Kausik Ghosh has left PWC to join StrairtsBridge Advisors as a Senior Director.
Jed Wei Lii Khoo has left BNP to join UBS as Executive Director, Business Risk Partner APAC.
Dibyajyoti Sen has left Citibank Country to join SCB as Head of Fraud Risk Retail PBW.
Chee Keong has been promoted to Country Risk Director (Regional) at Ant Financial.
Phuong Trinh has moved from FIA Inc to Jump Trading as Head of APAC Legal & Compliance.
Wee Soon Tan has left Deutsche Bank to join DBS Bank as Executive Director FCC.
Tan Choo Li has left Nets to be Executive Director of Cloud Governance.
Pradheep Sampath has left OCBC and is now Head of Platform and Transformation Legal & Compliance at DBS Bank.
Hui Min Q has moved from BNP to Nord/LB as Compliance Director.
Edris Azlan has moved from IYO Bank to Finexis Advisory as Head of Internal Audit.
Hardy Singh has moved from NAB to DBS as the Head of Group Transaction Surveillance, Financial Crime Compliance.
The United States
Richard Weber has moved to UBS as Managing Director and Americas Head of Financial Crime from Deutsche Bank.
Paul Walsh has moved to Betterment as CCO from Commonwealth Bank.
Jerry Chou has moved to Line Corporation in San Francisco as CCO from Lending Club.
Christopher Newman has gone to Seven Eight Capital as Director of Finance & Operations / Chief Compliance Officer from Credit Suisse.
Philip Pescatore has moved to Guardian Life as CCO from AXA Advisors.
Jeffrey Schultz has joined Navy Capital as CCO & GC.
Jana Hatten has moved to Discover Financial Services in Chicago as CCO from Rabobank.
Amy Mertz Brown has moved to Securities & Exchange Commission in Washington DC as CCO from CFPB.
Julianne Hull has joined Frontier Capital Management as CCO & GC in Boston.
Jeff Kern has joined bitFlyer in San Francisco as CCO. He was previously Payments Compliance and FIU Manager for Google.
Erick Pacheco has joined International Currency Exchange (ICE) as CCO in Los Angeles.
Jeffrey Schwartz is now Deputy CCO at KKR Capital Markets. He was previously Head of Capital Markets Compliance for Credit Suisse.
Dipesh Mehta has joined Ilinois State Board of Investment in Chicago as CCO & GC.
Aviva Lipkin has joined Rockefeller as Chief AML Compliance Officer from ABN AMRO.
Jane Downey has joined ABN AMRO Clearing Chicago LLC as CCO.
Paul Tufaro has joined RBC as Regional CCO from CIT.