10th January 2022

Surveillance Analyst - Investment Management - £500 per day PAYE

London

A well-known Investment Manager are on the lookout for a Surveillance Analyst to support the team for an intial 3-month period. They are looking for someone to start mid-January 2022 and are paying up to £500 per day PAYE.

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Hiring Consultant

Bradley Handelaar

Senior Associate, Danos Consulting +44 (0) 207 010 1154 bhandelaar@danosconsulting.com View Profile

Responsibilities

  • Run a daily compliance process and perform targeted analysis on the trading activity undertaken by the front office.
  • Provide updates to the wider investment management compliance management team.
  • Ensure several daily trade surveillance tasks are completed on a timely basis.
  • Liaise with Enterprise Risk on breach management issues that are identified.
  • Develop, manage and maintain excellent and insightful reporting packs for all appropriate internal and external stakeholder groups as required.
  • Support in the preparation of the periodic risk assessment process.
  • Draft internal and external investigation summaries
  • Assist with trade surveillance ad-hoc reports when required.
  • Provide support across all department areas and participate in special projects.
  • Identify enhancements to existing controls, test the integrity of system controls, validating test results and documenting all stages.

Requirements

  • Trade Surveillance /monitoring related experience within a Buyside firm
  • Deep understanding of Market Abuse Regulations and the assessment of the varying levels of regulatory risk associated with different investment strategies
  • Regulatory reporting experience beneficial
  • Advanced spreadsheet skills (VLOOKUP, MACROs, PIVOTS etc.)

Please contact Bradley Handelaar at Danos Consulting if you have further questions regarding this position.

For all enquiries please email

info@danosconsulting.com

Surveillance Analyst - Investment Management - £500 per day PAYE